In 1998, a group of Dutch researchers tried to make the screening process for resolution by diastereomeric salt formation faster by adding stochiometric amounts of several resolving agents as a mixture to the racemate. They soon discovered that random combinations of resolving agents did not give good results. Only very insoluble salts can be selected using this method. However, when the researchers used structurally related and homochiral resolving agents (family members) the outcome was different. Often, the combination of these resolving agents gave higher ee’s than with each of these resolving agents independently. Moreover, the chance of obtaining solid salts with significant diastereomeric excesses was increased from 20–30% to 90–95%.
Reverse Dutch Resolution has been reported where family members of a racemate have been resolved simultaneously with one resolving agent. Without the addition of one of the family members, the resolution fails.
The reasons for the high success rate of Dutch Resolution is believed to be:
Choice of the best resolving agent/racemate combination. With three resolving agents and one racemate, the least soluble combination of diastereomers will start to crystallize, hereby reducing the chance of encountering a salt that will not form crystalline salts.
Solid solution behaviour of the family members. Solid solution behaviour means that the crystal lattice does not distinguish much between the several family members that can fit inside the crystal lattice of the salt that is precipitating. Hence, the composition of the crystal depends largely on the composition of the surrounding solution. Furthermore, the solubility of such a solid solution is lower than for each separate salt combined.
Peachey-Pope type resolution. In a Peachey-Pope resolution, instead of one equivalent of, say, mandelic acid as resolving agent, one-half equivalent of mandelic acid is used and supplemented with one-half equivalent of an achiral (cheap) acid like hydrochloric acid to make the system neutral. The achiral supplement should give very soluble salts with the racemate so these will not crystallize and ruin the resolution. The less soluble salt will start to crystallize and will consume most of the resolving agent thus leaving only small amounts of resolving agent for the more soluble diastereomer which, in an ideal case, will not crystallize. The same principle applies to Dutch resolution. When three resolving agents are used, usually, one of these is incorporated the most in the least soluble diastereomer. The concentration of this resolving agent in the solution is subsequently lowered and thus the more soluble diastereomer of this resolving agent cannot crystallize.
Nucleation inhibition. When a family of three resolving agents is used, sometimes only two are incorporated in the crystal lattice. It was found that if a resolving agent is not incorporated in the crystal lattice, this does not mean this compound can be left out. Small amounts of compounds that resemble the resolving agent or racemate can inhibit the nucleation of the more soluble (unwanted) diastereomer.
Nucleation inhibition has been further investigated and was found to be very effective for the improvement of a classic resolution by diastereomeric salt formation. By addition of only a few percent of a structurally related additive, significant improvements were found. This type of resolution was named Second Generation Dutch Resolution